which would the sec most likely penalize for violating a regulation? a radio station a college a bank a supermarket

1 day ago 1
Nature

The SEC (Securities and Exchange Commission) would most likely penalize a bank for violating a regulation. The SEC primarily oversees financial institutions such as banks, broker-dealers, and investment advisers for compliance with securities laws. In contrast, regulatory bodies like the FCC handle radio stations, while colleges and supermarkets are generally outside SEC jurisdiction for typical SEC regulations.